Policies and Procedures

The Standard of Care clarifies the role of a fiduciary advisor subject to the Investment Advisors Act of 1940 and when providing material elements of financial planning services under CFP Board’s revised Standard of Professional Conduct. It serves as a plain language description of a fiduciary role in a financial planning engagement.

The Standard of Care |

All financial planning services will be delivered in accordance with the following standard of care

•  Put the client’s best interests first
•  Act with due care and in utmost good faith
•  Do not mislead clients
•  Provide full and fair disclosure of all material facts
•  Disclose and fairly manage all material conflicts of interest

Privacy Policy
Insider Trading Policy
Form ADV Part 2A and 2B Brochure
Relationship Summary

Securities and advisory services offered through LPL Financial, a registered investment advisor. Member FINRA/SIPC.

Financial planning offered through Robertson Advisory Inc.  a registered investment advisor and separate entity.

The LPL Financial registered representative associated with this website may discuss and/or transact business only with residents of the states in which he is properly registered or licensed. No offers may be made or accepted from any resident of any other state. Investment advisory services may be offered through this web site to residents of Florida only. This is not an offer to sell securities, which may be done only after proper delivery of a prospectus and client suitability is reviewed and determined.